REGULATORY COMPLIANT

A Secure Route to Alternative Markets

As the regulatory environment continually evolves, market participants may find themselves concerned with compliance issues and their security as they tap into new asset classes. Developed with this in mind, GATE is the first fully automated platform for trading global alternative assets and illiquid securities to be modeled on the technology, regulatory requirements and related services that power the traditional equity and fixed income markets.

Designed around solid security initiatives and standards, the GATE platform meets or exceeds SEC, FINRA and MSRB regulatory standards, and we work with regulatory specialists in each vertical or geographic area we serve to ensure that all local governing bodies and best-practice guidelines are incorporated.

For additional information on the GATE compliance measures and solutions, please contact us.